Our Broker Dealer
LKNFG operates independently of our broker dealer and custodians. This is important because it means we do not hold assets on behalf of clients.
Cambridge Investment Research serves as our Independent Broker-Dealer. We selected Cambridge as their core values closely align with our firm – Integrity, Commitment, Flexibility & Kindness. Cambridge has a long history of supporting independent advisors, and allow us to conduct business that puts our clients’ interests first. Our partnership also provides regulatory and compliance oversight, state of the art technology and cybersecurity, and ongoing insight and education in a complex industry.
Founded in 1981, in Fairfield, IA, Cambridge is one of the most respected firms in the industry. Today, Cambridge serves over 3,200 Financial Advisors with assets under advisement surpassing $100 Billion.
Independent Custodians provide trade execution, clearing, custody of assets, and other services for securities transactions such as performance & tax reporting. Our clearing firms are also responsible for the safeguards and physical protection of your assets. Some of the custodians we utilize are:
- Pershing, LLC
- Fidelity/National Financial Services
- SEI Trust Company
- Charles Schwab
- TD Ameritrade